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Investment Industry Regulatory Organization of Canada
Results: 695

#	Item
541	Microsoft Word - ASC Review June[removed]response _Final_ - 2007Jul11 _Clean_.doc Add to Reading List Source URL: www.ocrcvm.ca Language: English - Date: 2012-06-18 15:05:15 Financial system Self-regulatory organizations 73rd United States Congress United States Securities and Exchange Commission Law Investment Industry Regulatory Organization of Canada Securities Act Franchising Financial regulation Business United States securities law
542	Education Notice Contact: Adrian Carter Director, Educational Services[removed] Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-10-03 14:35:03 Financial markets Securities Financial regulation Investment Industry Regulatory Organization of Canada Trading room Regulatory compliance Financial economics Finance Financial system
543	Universal Market Integrity Rules Rules & Policies 6.2 Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-03-05 12:03:05 Finance Stock market Financial markets Financial regulation Self-regulatory organizations Insider trading Universal Market Integrity Rules Investment Industry Regulatory Organization of Canada Indication of interest Business Financial economics Financial system
544	Welcome… Good afternoon. Thank you Marianne. Welcome to the IIROC Annual General Meeting. Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-09-26 11:25:05 Financial markets Securities Self-regulatory organizations Stock market Financial regulation Investment Industry Regulatory Organization of Canada High-frequency trading Financial economics Finance Investment
545	Rules Notice Request for Comments UMIR Please distribute internally to: Legal and Compliance Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-07-04 15:56:05 Investment Economy of Canada Universal Market Integrity Rules Securities Stock market Mathematical finance Canadian securities regulation Investment Industry Regulatory Organization of Canada Financial regulation Financial markets Financial economics Finance
546	Microsoft Word - 303915F3.doc Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2012-01-11 15:26:57 Business Financial system Investment Industry Regulatory Organization of Canada Securities Finance Investment Canadian securities regulation Securities Commission Canadian Securities Administrators Financial regulation Financial economics Self-regulatory organizations
547	INVESTMENT INDUSTRY REGULATORY Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-05-08 12:08:23 Corporate governance Management Investment Industry Regulatory Organization of Canada Canadian securities regulation Internal control Finance Private law Auditing Corporations law Business
548	The Canadian Equity Market: Evolution, Competition and the Future Tuesday, June 26, 2012 Design Exchange, Toronto Conference Agenda Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2012-09-18 12:41:28 Investment Stock market Mathematical finance Self-regulatory organizations Commodities market Trader High-frequency trading Investment Industry Regulatory Organization of Canada Financial economics Financial markets Finance
549	Administrative Notice Request for Comments Contact: Victor Peter Senior Corporate Counsel Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-10-31 09:00:04 Business law Law Securities Banking in Canada Canadian Investor Protection Fund Investment Industry Regulatory Organization of Canada Constitutional amendment Corporation Board of directors Business Corporations law Private law
550	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Carmen Crépin Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-03-12 16:00:06 Financial economics Penson Financial system Business Financial regulation Investment Industry Regulatory Organization of Canada Securities

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